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NEW QUESTION: 1
An investment adviser or its representative may
A. exercise discretionary power in the purchase or sale of securities for a client's account as long as.
B. exercise discretionary power in the purchase or sale of securities for a client's account only after.
C. only exercise any discretionary power in the purchase or sale of securities for a client's account after receiving written authority prior to the execution of the transactions.
D. exercise discretionary power in the purchase or sale of securities for a client's account as long as it receives written discretionary authority over the account within 10 business days of the first discretionary transaction placed, assuming oral authority has already been given.
Answer: D
Explanation:
Explanation/Reference:
Explanation: An investment adviser or its representative may exercise discretionary power in the purchase or sale of securities for a client's account as long as it receives written discretionary authority over the account within 10 business days of the first transaction placed, assuming oral authority has already been given.

NEW QUESTION: 2
Which of the following is NOT a source of best practice?
A. Academic research
B. Technology
C. Internal experience
D. Standards
Answer: B

NEW QUESTION: 3
An iceberg is slightly less dense than seawater and, therefore, floats with a fraction of its mass (about one-eighth to one-fifth) above the water. The other much greater portion is underwater. Irregularities in the shape of the iceberg determine how much is actually submerged.
Icebergs vary greatly in size and can present a great hazard to ships. Large icebergs are usually easy to detect on a ship's radar and, therefore, can be avoided.
Which statement is most important for a captain to recall when navigating a ship through an iceberg field?
A. Icebergs occur in clusters of ten or more.
B. Dangerous currents and eddies can surround an iceberg.
C. Smaller icebergs are not a threat to big ships.
D. Icebergs melt slowly.
E. Major portion of each iceberg is under water.
Answer: E

NEW QUESTION: 4
An organization has launched 5 instances: 2 for production and 3 for testing. The organization wants that one particular group of IAM users should only access the test instances and not the production ones. How can the organization set that as a part of the policy?
Please select:
A. Create an IAM policy with a condition which allows access to only small instances
B. Define the IAM policy which allows access based on the instance ID
C. Define the tags on the test and production servers and add a condition to the IAM policy which allows access to specification tags
D. Launch the test and production instances in separate regions and allow region wise access to the group
Answer: C
Explanation:
Tags enable you to categorize your AWS resources in different ways, for example, by purpose, owner, or environment. This is useful when you have many resources of the same type - you can quickly identify a specific resource based on the tags you've assigned to it Option A is invalid because this is not a recommended practices Option B is invalid because this is an overhead to maintain this in policies Option C is invalid because the instance type will not resolve the requirement For information on resource tagging, please visit the below URL:
http://docs.aws.amazon.com/AWSEC2/latest/UserGuide/Usine_Tags.htmll
The correct answer is: Define the tags on the test and production servers and add a condition to the IAM policy which allows access to specific tags Submit your Feedback/Queries to our Experts