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NEW QUESTION: 1
According to the FASB conceptual framework, which of the following situations violates the concept of reliability?
A. Financial statements are issued nine months late.
B. Management reports to stockholders regularly refer to new projects undertaken, but the financial statements never report project results.
C. Data on segments having the same expected risks and growth rates are reported to analysts estimating future profits.
D. Financial statements include property with a carrying amount increased to management's estimate of market value.
Answer: D
NEW QUESTION: 2
Joe Romeo is a broker-dealer registered with the state. He has recently hired Betty Buxom as his administrative assistant. As part of her duties, he has given her the responsibility for effecting the purchases and sales of securities for some of his firm's smaller accounts. Ms. Buxom has never applied for nor been granted registration as a broker-dealer or agent. Based on these facts,
A. there is no problem as long as Ms. Buxom registers with the state as an agent within thirty days.
B. the Administrator is required by the Uniform Securities Act to revoke Joe Romeo's registration and file criminal and civil charges against him.
C. the Administrator may elect to revoke or suspend Joe Romeo's registration, and Joe may also face both civil and criminal penalties.
D. the Administrator is required to turn the case over to the state's district attorney, who will file criminal charges against both Joe Romeo and Betty Buxom.
Answer: C
Explanation:
Explanation/Reference:
Explanation: Since Joe Romeo has allowed Betty Buxom to execute trades, a duty that can legally be performed only by a registered broker-dealer or agent, the Administrator may elect to revoke or suspend Joe Romeo's registration, and Joe may also face civil and criminal penalties. Ms. Buxom needed to be registered as an agent prior to effecting any transactions in the securities markets; there is no grace period. The Administrator is not required to take any action, however.
NEW QUESTION: 3
You notice a performance change in your production Oracle 12c database. You want to know which change caused this performance difference.
Which method or feature should you use?
A. Taking a new snapshot and comparing it with a preserved snapshot
B. AWR Compare Period report
C. Active Session History (ASH) report
D. Compare Period ADDM report
Answer: B
Explanation:
The awrddrpt.sql report is the Automated Workload Repository Compare
Period Report. The awrddrpt.sql script is located in the $ORACLE_HOME/rdbms/admin
directory.
Incorrect:
Not A:Compare Period ADDM
Use this report to perform a high-level comparison of one workload replay to its capture or
to another replay of the same capture. Only workload replays that contain at least 5
minutes of database time can be compared using this report.
NEW QUESTION: 4
You have created a Rule Base for firewall, websydney. Now you are going to create a new policy package with security and address translation rules for a second Gateway.
What is TRUE about the new package's NAT rules?
A. Rules 4 and 5 will appear in the new package.
B. Only rule 1 will appear in the new package.
C. Rules 1, 2, 3 will appear in the new package.
D. NAT rules will be empty in the new package.
Answer: C